As filed with the Securities and Exchange Commission on May 3, 2011
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
RPX Corporation
(Exact name of registrant as specified in its charter)
Delaware | 6794 | 26-2990113 | ||
(State or other jurisdiction of incorporation or organization) |
(Primary standard industrial classification code number) |
(I.R.S. employer identification no.) |
One Market Plaza
Suite 700
San Francisco, CA 94105
(866) 779-7641
(Address, including zip code, and telephone number, including area code, of Registrants principal executive offices)
John A. Amster
Chief Executive Officer
RPX Corporation
One Market Plaza
Suite 700
San Francisco, CA 94105
(866) 779-7641
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Robert V. Gunderson, Jr., Esq. Bennett L. Yee, Esq. Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP 1200 Seaport Boulevard Redwood City, CA 94063 (650) 321-2400 |
Martin E. Roberts, Esq. RPX Corporation One Market Plaza Suite 700 San Francisco, CA 94105 (866) 779-7641 |
Douglas D. Smith, Esq. Stewart L. McDowell, Esq. Gibson, Dunn & Crutcher LLP 555 Mission Street San Francisco, CA 94105 (415) 393-8200 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x 333-171817
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act of 1933, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer ¨ | Accelerated filer ¨ | Non-accelerated filer x | Smaller reporting company ¨ |
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities to be Registered |
Amount to be Registered(1) |
Proposed Offering Price |
Proposed Maximum Aggregate Offering Price(3) |
Amount of Registration Fee(4) | ||||
Common Stock, $0.0001 par value per share |
1,300,000 | $19.00 | $24,700,000.00 | $2,867.67 | ||||
(1) | Includes 169,565 shares issuable upon exercise of the underwriters option to purchase additional shares. |
(2) | Based on the per share public offering price. |
(3) | In accordance with Rule 462(b) under the Securities Act of 1933, as amended, an additional amount of securities having a proposed maximum aggregate offering price of no more than 20% of the maximum aggregate offering price of the securities eligible to be sold under the related Registration Statement on Form S-1 (File No. 333-171817), as amended, is hereby registered. |
(4) | Calculated pursuant to Rule 457(a) under the Securities Act of 1933, as amended. |
This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
This registration statement is being filed with respect to the registration of additional shares of common stock, with par value of $0.0001 per share, of RPX Corporation, a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the earlier effective registration statement (File No. 333-171817) are incorporated in this registration statement by reference.
The required opinions and consents are listed on an Exhibit Index attached hereto and filed herewith.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. | Exhibits |
Exhibit |
Description | |||
5.1 | Opinion of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP. | |||
23.1 | Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. | |||
23.2 | Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in Exhibit 5.1). | |||
24.1 | * | Power of Attorney. |
* | Incorporated by reference to RPX Corporations Registration Statement on Form S-1, as amended (Reg. No. 333-171817). |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Francisco, State of California, on May 3, 2011.
RPX CORPORATION | ||
By: | /s/ John A. Amster | |
John A. Amster | ||
Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated below:
Signature |
Title |
Date | ||
* John A. Amster |
Chief Executive Officer; Director (Principal Executive Officer) |
May 3, 2011 | ||
* Adam C. Spiegel |
Chief Financial Officer (Principal Financial and Accounting Officer) |
May 3, 2011 | ||
* Geoffrey T. Barker |
Chief Operating Officer; Director |
May 3, 2011 | ||
* Eran Zur |
President; Director |
May 3, 2011 | ||
* Izhar Armony |
Director |
May 3, 2011 | ||
* Shelby W. Bonnie |
Director |
May 3, 2011 | ||
* Randy Komisar |
Director |
May 3, 2011 | ||
* Thomas O. Ryder |
Director |
May 3, 2011 | ||
* Giuseppe Zocco |
Director |
May 3, 2011 |
*By: |
/s/ Martin E. Roberts | |
Martin E. Roberts Attorney-in-Fact |
EXHIBIT INDEX
Exhibit |
Description | |||
5.1 | Opinion of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP. | |||
23.1 | Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. | |||
23.2 | Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in Exhibit 5.1). | |||
24.1 | * | Power of Attorney. |
* | Incorporated by reference to RPX Corporations Registration Statement on Form S-1, as amended (Reg. No. 333-171817). |
Exhibit 5.1
May 3, 2011
RPX Corporation
One Market Plaza, Steuart Tower
Suite 700
San Francisco, CA 94105
Re: | Registration Statement on Form S-1 |
Ladies and Gentlemen:
We have examined the Registration Statement on Form S-1 to which this letter is attached as Exhibit 5.1 (the Registration Statement) filed by RPX Corporation (the Company) with the Securities and Exchange Commission (the Commission) pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended (the Securities Act), and relating to the registration under the Securities Act of 1,300,000 shares of the Companys Common Stock (the Shares), including an over-allotment option granted by the Company to the Underwriters to purchase up to 169,565 shares of the Companys Common Stock. As your counsel in connection with this transaction, we have examined the proceedings taken and are familiar with the proceedings proposed to be taken by you in connection with the sale and issuance of the Shares.
It is our opinion that, upon completion of the proceedings being taken or contemplated to be taken prior to the sale of the Shares, the Shares, when issued and sold in the manner described in the Registration Statement and in accordance with the resolutions adopted by the Board of Directors of the Company, will be legally and validly issued, fully paid and non-assessable.
We consent to the use of this opinion as an exhibit to the Registration Statement, and further consent to the use of our name wherever appearing in said Registration Statement and in any amendment or supplement thereto.
This opinion may be used only in connection with the offer and sale of the Shares while the Registration Statement is in effect.
Very truly yours,
/s/ Gunderson Dettmer Stough
Villeneuve Franklin & Hachigian, LLP
Gunderson Dettmer Stough
Villeneuve Franklin & Hachigian, LLP
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We hereby consent to the use in this Registration Statement on Form S-1 of our report dated March 4, 2011, relating to the consolidated financial statements of RPX Corporation, which appears in such Registration Statement. We also consent to the reference to us under the heading Experts in such Registration Statement.
/s/ PricewaterhouseCoopers LLP
San Jose, California
May 3, 2011